TRCC

Sunset Bill

 

BILL ANALYSIS: CSHB 2295 (TRCC Sunset bill)

Rep. Ruth McClendon's Bill Analysis is inaccurate and misleading, as shown in this marked-up version. HOT provides its own analysis below.

This bill is clearly written by attorneys representing builders and their interests. It's disguised as "consumer-friendly" but is far from it. At first glance, the bill seems to have new provisions for homeowners. But in-depth study reveals a more sinister side. Rather than improve the TRCC, the bill would make the agency far worse than it was before. Here's why:

The 62-page bill is horribly deceptive and intentionally convoluted and misleading, constantly linking to different sections of the bill or to different statutes entirely. The only reason for doing that is to hide its true intent, and only an experienced construction law attorney would even notice after days of study.

  • Abolishes local arbitration. The bill is written in such a way as to hide the fact that it does this. 
  • No judicial review. The bill prohibits a judge from overturning an arbitration award that is in clear violation of Texas law. 
  • Voluntary mediation. The bill includes a section titled, VOLUNTARY MEDIATION, but it's an illusion. Hidden in what is actually said, and not said, is the truth. 
  • Regulatory oversight. The bill replaces the term builder "registration" with "licensing," but registered builders are automatically granted a license. There's nothing to get rid of bad builders or prevent unqualified persons from entering the field. And homeowners will unwittingly think the State is regulating the industry and protecting them. 
  • Bonding. Rather than require a performance bond for each home, builders only need a $25K surety bond. For a company building 30K homes per year, that's less than $1 per home. 

Our detailed analysis follows, but we're sure that there are more land mines that we've not yet discovered. Better than trying to fix this bill and this agency, or trusting anything with builder lobbyist fingerprints on it, is to let the TRCC sunset. Better still is to replace ALL of the language of this bill with the language that Representative Leibowitz introduced in HB 2243. That would abolish the TRCC and replace builder registration with licensing administered by the Texas Department of Licensing and Regulation (TDLR).


ARBITRATION

Under Section 66(6), this bill abolishes Subtitle E, Title 16 of the Texas Property Code that mandates local arbitration of residential construction disputes in Texas and authorizes a Texas judge to overturn an arbitration award that is in clear violation of Texas law.  Under this provision a property owner would lose the right to have an arbitration proceeding in a residential construction dispute heard in the county where the property is located.  The homeowner could be forced to attend an arbitration proceeding anywhere in Texas or the United States, and would have absolutely no right of appeal under any circumstances of an arbitration award that was clearly in violation of Texas law. If the homeowner is forced to travel to another state for the arbitration proceeding such as Michigan or New York, the law of that state could be applied to govern the outcome of the dispute even though the property is located in Texas.  

FROM CSHB 2295, PAGE 60: 

SECTION 66.  The following provisions of the Property Code are repealed:

(1) Section 401.002(12);

(2) Section 416.011;

(3) Section 416.012(b);

(4) Section 418.002(d);

(5) Section 428.001(c); and

(6)  Subtitle E, Title 16.

 

 

THIS CURRENT LAW IS AFFECTED:

TITLE 16. TEXAS RESIDENTIAL CONSTRUCTION COMMISSION ACT

SUBTITLE E. RESIDENTIAL CONSTRUCTION ARBITRATION

CHAPTER 436. GENERAL PROVISIONS

Sec. 436.003. VENUE. (a) An arbitration of a dispute involving a construction defect shall be conducted in the county in which the home alleged to contain the defect is located.

(b) The requirements of this section may not be waived by contract.


MEDIATION

Under Sections 55(a) and 428A.004, voluntary mediation is an illusion because it is subject to a builder requesting a third party inspection, which virtually never happens.  This bill also contains no requirement for local mediation, which means that the builder can demand that mediation occur anywhere in Texas or the U.S.  The lack of local mediation creates the same problems identified with arbitration above including the potential application of another state’s law to a Texas property dispute.  

FROM CSHB 2295, PAGE 44:

SECTION 55. Section 428.001(a), Property Code, is amended to read as follows:

(a) If a dispute between a homeowner and a builder arises out of an alleged construction defect, the homeowner or the builder may submit to the commission a written request for [state-sponsored] inspection under this subtitle [and dispute resolution]. If the builder files a request under this section, the homeowner may submit a request for mediation as provided by Section 428A.004.

 

"If the builder..." is the legal condition that allows the homeowner to request voluntary SIP, but this condition will virtually never happen. The only reason it's there is to prevent truly voluntary mediation. What's important in Section 428A.004 that follows is what it does NOT say. It does NOT say the homeowner has the right to request mediation, only that the commission shall establish procedures.

 

FROM CSHB 2295, SECTION 428A.004:

CHAPTER 428A. OFFICE OF OMBUDSMAN; VOLUNTARY MEDIATION

Sec. 428A.004. VOLUNTARY MEDIATION. (a) The commission by rule shall establish procedures for a builder and homeowner to engage in a third-party mediation, as described by Section 154.023, Civil Practice and Remedies Code, performed by a third-party mediator not employed by the commission, of a dispute involving a construction defect as an alternative to the inspection process under this subtitle, if the homeowner, before the expiration of the time to submit a request for inspection under Section 426.006, and before a third-party inspection has been performed, submits a statement to the commission and the builder, in the form prescribed by the commission, that the homeowner is requesting mediation as an alternative to the state inspection process. If a homeowner requests mediation under this section, a builder is required to participate in mediation in good faith, as determined by the mediator.

(b) Notwithstanding any other law, if the homeowner requests mediation under this section, an action described by Section 426.005(a):

       (1)   may not be filed before the expiration of the mediation period unless an agreement is executed as a result of the mediation that is breached before the end of the mediation period; and

       (2)   must be filed on or before the later of:

            (A)   the expiration of any applicable statute of limitations; or

            (B)   the 45th day after the earlier of:

                 (i)   the expiration of the mediation period; or

                 (ii)   the execution of an agreement as a result of the mediation.

(c) For the purposes of this section, the mediation period expires on the 90th day after the date the homeowner submits a statement of intent to engage in mediation under this section. A homeowner or builder may, in accordance with Subsection (b), file an action described by Section 426.005(a) if no agreement is reached before the expiration of the mediation period.

(d) A builder's failure to comply with an agreement executed by the parties as a result of a mediation under this section is grounds for disciplinary action under Chapter 418, including the imposition of an administrative penalty under Chapter 419.

(e) The parties to a mediation under this section shall split the fees of the third-party mediator equally.

(f) For purposes of Chapter 27, good faith participation in mediation under this section, as determined by the mediator, for the mediation period established by this section constitutes a final, nonappealable determination under this subtitle and completion of the state inspection process, and a written agreement to mediate submitted by the parties under this section constitutes a request under Section 428.001. For the purposes of Section 27.004(l), if the builder makes a repair pursuant to an offer under Section 27.004(b), the builder may engage any third-party inspector to inspect the repair and determine whether the residence, as repaired, complies with the applicable limited statutory warranty and building and performance standards.



BIASED PROCEEDINGS

TRCC proceedings are inherently biased and unfair, resulting in a 12% complaint resolution rate.  Not a single consumer has testified in favor of retaining this agency during the Sunset Advisory Commission Hearings in September 2008 and two House committee hearings in March 2009. 

This bill does not modify the intent of Sections 426.005(a) and 426.006(a) of the Texas Property Code which mandate TRCC jurisdiction of residential construction disputes and implement a 1-year statute of limitations and warranty on workmanship construction defects. 

FROM CSHB 2295: 

Sec. 426.005. PREREQUISITE TO ACTION. (a) A homeowner or builder must comply with this subtitle before initiating an action for damages or other relief arising from an alleged construction defect. 

… 

Sec. 426.006. TIME FOR REQUESTING INSPECTION [AND DISPUTE RESOLUTION]. (a) For an alleged defect discovered during an applicable warranty period, an   [the state-sponsored] inspection through the state inspection program [and dispute resolution process] must be requested on or before the second anniversary of the date of discovery of the conditions claimed to be evidence of the construction defect but not later than the 90th day after the date the applicable warranty period expires.

 


NON-APPEALABLE

Section 428A.004(f) of the bill introduces “final, non-appealable determination” language describing mediation, and like most of the bill, is so horribly convoluted, confusing, vague, and open to interpretation that it is an invitation to litigation and abuse.  

FROM CSHB 2295, PAGE 44:

CHAPTER 428A. OFFICE OF OMBUDSMAN; VOLUNTARY MEDIATION

Sec. 428A.004. VOLUNTARY MEDIATION.

(f) For purposes of Chapter 27, good faith participation in mediation under this section, as determined by the mediator, for the mediation period established by this section constitutes a final, nonappealable determination under this subtitle and completion of the state inspection process, and a written agreement to mediate submitted by the parties under this section constitutes a request under Section 428.001. For the purposes of Section 27.004(l), if the builder makes a repair pursuant to an offer under Section 27.004(b), the builder may engage any third-party inspector to inspect the repair and determine whether the residence, as repaired, complies with the applicable limited statutory warranty and building and performance standards.


OVERSIGHT

This bill provides no effective regulatory oversight of the $35,000,000,000 Texas homebuilding industry or the TRCC itself, which has the dubious distinction of being recommended for abolition by two different state reports:  the Strayhorn Report in 2006 and the TRCC Sunset Staff Report in 2008.  The latter report observed:  “The TRCC was never meant to be a true regulatory agency with a clear mission of protecting the public.”  


LICENSING

Texas is the only major homebuilding state in the nation that does not license homebuilders. As the TRCC Sunset Staff observed in its August 2008 Report recommending abolition of the TRCC:  “By not ensuring the competence and financial responsibility of builders in Texas, the regulations do not prevent unqualified persons from entering the field and thus are not designed to prevent problems from occurring.”

This bill does nothing to ensure the competence and financial responsibility of builders in Texas, nor does it prevent unqualified persons from entering the field. This bill contains licensing requirements that are a sham. Virtually all builders who are currently registered are automatically licensed without having to take an exam, provide any proof of knowledge or proficiency in construction science or demonstrate financial viability. 

In short, this bill does NOTHING to weed out bad builders and is simply an attempt to "artificially" classify Texas as a state that licenses homebuilders. Under this bill builders have to complete (not pass) an 8-hour course. Two hours of the course must be devoted to the following subjects: (1) limited statutory warranties, (2) building and performance standards, (3) requirements of the International Residential Code; and(4) other statutes and rules that apply to builders under the TRCC Act. A requirement to spend 30 minutes on each of these subjects in an audited course is an absolute mockery.


BONDING

This bill requires the license holder to secure a $25K surety bond, but it does not require homebuilders to purchase performance bonds on the homes they build. This leaves homeowners with no protection against a builder absconding with their money, abandoning projects, or building homes that are clearly in violation of the plans and specifications.


WARRANTY

This bill implements a 2-year workmanship warranty for most construction defects, compared to new car warranties that range from 3 to 10 years. The car warranty matches well with a typical car loan of 3 to 6 years. A 2-year home warranty, however, does not match well with a 30-year home mortgage and leaves both the homeowner and the lender at risk afterwards.

A 2-year home warranty with its resulting statute of limitations is contrary to the typical 4-year statute of limitations that applies to most other contract actions in Texas. It's half of the minimum 4-year warranty that should be in effect. 

What's the justification for the State of Texas allowing builders to get away with only offering a two year warranty for a home? When you buy a new pair of shoes or a new jacket and later find that they don’t fit right or don’t match my wardrobe, you can return them for an exchange or full refund. Home Depot lets you return a defective cordless drill with no questions asked. Target lets you return a DVD player. Shouldn't something approaching this standard practice also apply to homes?


BUILDING CODE STANDARDS

This bill deletes provisions in the Texas Property Code that apply building code standards in unincorporated areas identical to those applicable in the county seat. This change would allow the TRCC to establish building code standards in unincorporated areas - standards that would inevitably reflect the minimal code standards advocated by homebuilders. 

FROM CSHB 2295, PAGES 56-57:

SECTION 62. Sections 430.001(b), (d), and (e), Property Code, are amended to read as follows:

(b) The warranty periods shall be:

     (1) two years [one year] for workmanship and materials;

     (2) four [two] years for plumbing, electrical, heating, and air-conditioning delivery systems; and

     (3) 10 years for major structural components of the home.

(d) The International Residential Code for One- and Two-Family Dwellings that applies to nonelectrical aspects of residential construction for the purposes of the limited statutory warranties and building and performance standards adopted under this section is:

     (1) for residential construction located in a municipality or the extraterritorial jurisdiction of a municipality, the version of the International Residential Code applicable to nonelectrical aspects of residential construction in the municipality under Section 214.212, Local Government Code; and

     (2) for residential construction located in an unincorporated area not in the extraterritorial jurisdiction of a municipality, the version of the International Residential Code adopted by the commission by rule [applicable to nonelectrical aspects of residential construction in the municipality that is the county seat of the county in which the construction is located; and

     [(3) for residential construction located in an unincorporated area in a county that does not contain an incorporated area, the version of the International Residential Code that existed on May 1, 2001].



6 MORE YEARS

Finally, this bill extends the life of the TRCC for 6 more years, even though the original Sunset Bill under HB 2295 extended its life for 4 years.

The TRCC has had a terrible performance record since its inception. Reports from two separate state agencies documented extensive studies and recommended abolishing the agency. Every single homeowner who testified (ALL of the 260+) asked the Sunset Commission and the House Committee on Business and Industry to abolish the agency. The ONLY testimony in favor of keeping the TRCC was from builders and their representatives, and even some builders said it should be abolished.

Clearly, the TRCC is the ideal candidate for a well-deserved final sunset.  Surely it not should not be retained for another 6 years.